Financial Services Compliance Administration (FCA)

Program overview

The Financial Services Compliance Administration (FCA) program is a two-semester (8 months) graduate certificate offered by Seneca College. This program is designed to equip students with the essential technical and professional skills needed to become compliance officers in the financial services industry. With the rise of white-collar crime, including identity theft and money laundering, the demand for compliance and risk management professionals is increasing. Students will learn about Canadian regulatory requirements across banking, insurance, and securities sectors, while also developing critical skills in policies and procedures management, privacy management, and Anti Money Laundering (AML) investigation.

Program structure

The Financial Services Compliance Administration program is structured to provide a comprehensive learning experience over a duration of 2 semesters (8 months). The program is delivered in a flexible format, allowing students to choose between in-person classes or online learning. Key features of the program structure include:

• Completion of a compliance administration field placement or an industry-related project.
• Interactive learning spaces that facilitate both in-person and online instruction.
• Opportunity to register for the Canadian Securities Course (CSC)® licensing examinations.

Students will benefit from personalized support as a co-ordinator assists in matching them with suitable placement or project opportunities. This hands-on experience is crucial for networking and launching a successful career in financial services compliance.

Featured Experiences

The Financial Services Compliance Administration program offers several unique experiences that enhance learning and professional development:

• Field placement or industry-related project to gain real-world experience.
• Access to interactive learning environments that support both in-person and online education.
• Opportunity to qualify for the Canadian Securities Course (CSC)® licensing examinations.
• Collaboration with industry professionals through partnerships with organizations like ACAMS and ACFCS.

These experiences not only provide practical skills but also help students build valuable connections in the financial services industry.

Career Options

Graduates of the Financial Services Compliance Administration program can pursue a variety of career paths in Canada, including:

• Compliance Administrator: Responsible for ensuring that an organization adheres to regulatory requirements and internal policies.
• Compliance Analyst: Analyzes compliance data and reports to identify potential risks and areas for improvement.
• Privacy Officer: Oversees the management of personal data and ensures compliance with privacy laws and regulations.
• Regulatory Reporting Associate: Prepares and submits reports to regulatory bodies, ensuring accuracy and compliance.
• AML Investigator: Investigates suspicious activities related to money laundering and financial crimes.
• AML Analyst: Analyzes data to detect and prevent money laundering activities within financial institutions.
• Registration Officer: Manages the registration process for financial services professionals and ensures compliance with regulatory standards.
• Anti-Corruption & Anti-Bribery Officer: Develops and implements policies to prevent corruption and bribery within organizations.

These roles are critical in maintaining the integrity of the financial services sector and ensuring compliance with evolving regulations.

DISCLAIMER: The information above is subject to change. For the latest updates, please contact LOA Portal's advisors.